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Guardial Audit Management
San Diego, California
What it is
Guardial Audit Management is a cloud, web-based module for internal audit planning, fieldwork, workpapers, findings, and reporting. Audit plans combine scope, schedules, resource estimates, and a risk register, with estimates rolling up to capacity. Workpaper templates cover BSA/AML, fair lending, third-party, and IT controls, keeping sampling, evidence capture, and reviewer notes together. Workpapers are version-controlled, timestamped, and signed. The Findings agent drafts remediation plans from fieldwork notes for audit leads to review, adjust, and route to issue owners. Reports include issue letters, management responses, quarterly audit committee packages, and examiner-ready PDFs generated from live data. Findings flow into Issues Home, shared across Guardial modules. Guardial says the module replaces SharePoint workpaper folders, Word issue letters, management-response spreadsheets, and Excel sample selection. It supports controls testing, workpaper management, finding tracking, and remediation workflows. The product was founded in 2022 and is headquartered in San Diego, California.
For and against
For
- Combines audit scope, schedules, resources, and risk register
- Preloaded templates cover several regulated control areas
- Version-controlled, timestamped, signed workpapers
- Generates audit reports from live data
- Agents do not train on customer data
Against
- Pricing is provided on request
- Web platform only
The verdict
Guardial Audit Management brings planning, evidence, workpapers, findings, and reporting into one web module. Its shared issue tracking and regulated-control templates are central parts of the offering.
Who it suits
Guardial says it is built for regulated financial services, including fintechs, nonbanks, loan servicers, community banks, credit unions, and insurance carriers. It suits teams seeking web-based audit planning and shared issue workflows.
Plans and prices
Custom proposal
Pricing scales with modules used and program size
Read 3 Oct 2026 · guardial.ai
On the record
- AI data use
- Guardial says its agents do not train on customer data, and customers control what data agents can access.guardial.ai · read 3 Oct 2026
- Audit planning
- Audit plans combine scope, schedule, resource estimates, and a risk register, with estimates rolling up to capacity.guardial.ai · read 3 Oct 2026
- Evidence gathering
- Workpaper templates are preloaded for BSA/AML, fair lending, third-party, and IT controls, with sampling, evidence capture, and reviewer notes in one workspace.guardial.ai · read 3 Oct 2026
- Findings agent
- The Findings agent drafts remediation plans from fieldwork notes for audit leads to review, adjust, and route to issue owners.guardial.ai · read 3 Oct 2026
- Integrations
- The audit page states that the interface inherits the customer’s single sign-on; it does not name a specific identity provider.guardial.ai · read 3 Oct 2026
- Notable scope
- The audit page says the module replaces SharePoint workpaper folders, Word issue letters, spreadsheets of management responses, and Excel sample selection.guardial.ai · read 3 Oct 2026
- Purpose
- Guardial Audit Management supports internal audit planning, fieldwork, workpapers, and reporting.guardial.ai · read 3 Oct 2026
- Reports
- The module generates issue letters, management responses, quarterly audit committee packages, and an examiner-ready PDF from live data.guardial.ai · read 3 Oct 2026
- Security controls
- Guardial says it is built to SOC 2 Type II and ISO 27001 controls and provides SAML/SCIM single sign-on, role-based access, and an immutable audit log.guardial.ai · read 3 Oct 2026
- Shared issue tracking
- Audit findings flow into Issues Home, which is shared across Guardial modules.guardial.ai · read 3 Oct 2026
- Support
- The FAQ says support responds within four business hours during business hours and includes in-app help.guardial.ai · read 3 Oct 2026
- Who it is for
- Guardial says it is built for regulated financial services, including fintechs, nonbanks, loan servicers, community banks, credit unions, and insurance carriers.guardial.ai · read 3 Oct 2026
- Workpaper history
- Workpapers are version-controlled, timestamped, and signed.guardial.ai · read 3 Oct 2026
