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S&P Global Cappitech Regulatory Reporting
What it is
S&P Global Cappitech Regulatory Reporting provides regulatory reporting and business intelligence for financial services. It supports regimes including EMIR, MiFIR, SFTR, FinFrag, SEC, CFTC, Canadian reporting, ASIC, MAS, HKMA, and JFSA. Its workflow connects to trade data, validates and enriches reports, then submits them to a Trade Repository or Approved Reporting Mechanism. A dashboard tracks submission status, compliance KPIs, late submissions, and reporting rejections. Reconciliation tools compare open positions with Trade Repository positions, pair UTIs, and match reportable fields with counterparties. Cappitech AI identifies high-risk reconciliation breaks. Best Execution Monitoring evaluates execution quality using price, slippage, and latency against a personalized policy. EMIR integrations include CSV, XML, API, MQ, and Snowflake data, with external market data for daily MTM valuation. The cloud platform includes API access, validation rules, regulator submission, and an audit trail. Pricing is available on request; a free trial is offered.
For and against
For
- Supports numerous reporting regimes
- Dashboard tracks submissions and compliance KPIs
- Reconciliation and UTI matching tools
- API access and audit trail
- Free trial available
Against
- Pricing is available on request
- MiFID II onboarding typically takes 6–8 weeks
The verdict
Cappitech combines regulatory submissions, validation, monitoring, and reconciliation for financial services reporting. Prospective customers can request pricing or try the service for free.
Who it suits
Cappitech is intended for financial services organizations, including global banks, brokers, asset managers, hedge funds, and corporations that need regulatory reporting.
Plans and prices
Cappitech Regulatory Reporting
Pricing provided on request; the official site directs visitors to request a demo or contact sales.
Read 7 Oct 2026 · cappitech.com
On the record
- AI insights
- Cappitech AI pinpoints high risk reconciliation breaks so operations teams can move from detection to resolution.cappitech.com · read 7 Oct 2026
- Automation
- Its reporting workflow connects to trade data, validates reports, enriches them with static and dynamic data, then submits them to a Trade Repository or Approved Reporting Mechanism.cappitech.com · read 7 Oct 2026
- Best execution
- Best Execution Monitoring measures execution quality using price, slippage and latency against a personalized policy.cappitech.com · read 7 Oct 2026
- Delegated reporting
- Delegated reporting provides customers a dedicated read only dashboard that displays only their data.cappitech.com · read 7 Oct 2026
- Free offer
- The transaction reporting page displays a “Try it for Free” call to action.cappitech.com · read 7 Oct 2026
- Integrations
- The platform accepts data through customer database access, file upload or API, and its architecture lists FTP/SFTP files in CSV, XML or FIX formats and database pulls.cappitech.com · read 7 Oct 2026
- Intended customers
- Cappitech says it serves global banks, brokers, asset managers, hedge funds and corporations.cappitech.com · read 7 Oct 2026
- Monitoring
- The dashboard shows submission status and lifecycle, compliance KPIs, late submissions and transaction reporting rejections.cappitech.com · read 7 Oct 2026
- Onboarding and support
- The MiFID II page says onboarding typically takes 6–8 weeks from kickoff to reporting, and the professional services team supports onboarding and live reporting.cappitech.com · read 7 Oct 2026
- Pricing and access
- The platform page invites visitors to request a demo, and does not display a price.cappitech.com · read 7 Oct 2026
- Product
- Cappitech provides regulatory reporting and business intelligence solutions for the financial services industry.cappitech.com · read 7 Oct 2026
- Purpose
- S&P Global Market Intelligence Cappitech provides regulatory reporting and business intelligence solutions for the financial services industry.cappitech.com · read 7 Oct 2026
- Reconciliation
- The reconciliation feature identifies inaccurate or incomplete data between platform open positions and Trade Repository open positions.cappitech.com · read 7 Oct 2026
- Reconciliation and matching
- Features include reconciliation against Trade Repository open positions, UTI pairing and matching, and matching on reportable fields with counterparties.cappitech.com · read 7 Oct 2026
- Regulatory coverage
- The platform supports reporting across regimes including EMIR, MiFIR, SFTR, FinFrag, SEC, CFTC, Canadian reporting, ASIC, MAS, HKMA and JFSA.cappitech.com · read 7 Oct 2026
- Reporting workflow
- The platform connects to customer data, validates reports, enriches them with static and dynamic data, then submits them to an ARM or Trade Repository for dashboard monitoring.cappitech.com · read 7 Oct 2026
- Scale
- Cappitech describes its platform as scalable SaaS and says some clients report up to 10 million transactions daily.cappitech.com · read 7 Oct 2026
- Security
- The platform page states that it uses secured NPD and LEI masking.cappitech.com · read 7 Oct 2026
